A structured review of policies, control evidence, and board minutes before you file for payment or electronic payment institution status with Taiwan regulators.
Who it is for
Founders, compliance officers, and counsel preparing a first or renewal filing for payment services, e-money, or remittance activities.
Result
A written findings report, a prioritized remediation list, and a walk-through with your filing counsel so gaps are closed before submission.
Included
- Document request list mapped to licensing criteria
- Sampling of customer onboarding and transaction monitoring files
- Interviews with operations, finance, and compliance leads
- Draft findings memo and final assurance letter for the board
- One remediation workshop after the draft report
Outside scope
- Legal opinion letters or representation before regulators
- Ongoing outsourced compliance officer duties
- System implementation or vendor selection
How the work proceeds
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Scoping call
Confirm entity type, planned activities, and filing timeline.
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Evidence intake
Receive policies, registers, and sample case files under an NDA.
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Field review
Test controls against the readiness checklist and note exceptions.
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Reporting
Issue findings, agree remediation owners, and close the engagement.
Preparation
Nominate a single point of contact, reserve meeting rooms for interviews, and prepare Chinese and English versions of core policies where both exist.
Constraints
We do not commence fieldwork until the evidence pack and engagement letter are signed. Rush filings under three weeks require a written waiver of full sampling depth.
Fees
Fixed engagement fee quoted after scoping call. See the fees page for estimate factors, or ask for a written quote.